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["1353 Travel Report for Securities and Exchange Commission,  for the reporting period"]
["No.","SEMIANNUAL REPORT OF PAYMENTS ACCEPTED FROM A NON-FEDERAL SOURCE",null,null,null,null,null,null,null,"PAGE","OF PAGES","YEAR"]
[null,null,null,null,null,null,null,null,null,1,3,2019]
[null,"This report implements 31 U.S.C. § 1353.  It does not supersede other reports that may have to be filed when travel expenses are accepted under other authority.  For definitions and policies, see 41 CFR part 304-1."]
[null,"Securities and Exchange Commission",null,null,null,null,"REPORTING PERIOD:  OCTOBER 1, 2018 - MARCH 31, 2019","X","REPORTING PERIOD:  APRIL 1, 2019 - SEPTEMBER 30, 2019",null,"NEGATIVE REPORT"]
[]
[null,"Agency Contact:","Richard Bamber","BamberR@sec.gov"]
[null,"TRAVELER ","EVENT DESCRIPTION & EVENT SPONSOR","EVENT DATE(S) [MM/DD/YYYY-MM/DD/YYYY]:","LOCATION/DATES","BENEFIT SOURCE",null,null,"BENEFIT DESCRIPTION","PAYMENT BY CHECK","PAYMENT \nIN-KIND","TOTAL AMOUNT"]
[]
[1,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"GAUNT, LEEANN","SEC SPEAKS 2019","2019-04-08","WASHINGTON, DC","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,null,0]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",386.6]
[null,"CHIEF ","PRACTISING LAW INSTITUTE","2019-04-09","4/8/2019 - 4/9/2019",null,null,null,"Meals",null,null,0]
[]
[2,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"ANDERSON, MICHELE","39TH ANNUAL RAY GARRETT JR. CORPORATE & SECURITIES LAW INSTITUTE","2019-04-11","CHICAGO, IL","NORTHWESTERN PRITZKER SCHOOL OF LAW",null,null,"Hotel",null,"X",300]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",628.97]
[null,"ASSOCIATE DIRECTOR","NORTHWESTERN PRITZKER SCHOOL OF LAW","2019-04-12","4/10/2019 - 4/11/2019",null,null,null,"Meals",null,null,0]
[]
[3,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"MARTIN, KATHERINE ","GLOBAL CAPITAL MARKETS & THE U.S. SECURITIES LAWS 2019","2019-04-11","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,"X",307.12]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",513]
[null,"ASSOCIATE DIRECTOR","PRACTISING LAW INSTITUTE","2019-04-12","4/11/2019 - 4/12/2019",null,null,null,"Meals",null,"X",20]
[]
[4,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"SERRANO, DANAE","PLI ENFORCEMENT 2019 PROGRAM ","2019-05-08","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,null,0]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",346]
[null,"ACTING ETHICS COUNSEL","PRACTISING LAW INSTITUTE","2019-05-09","2019-05-08",null,null,null,"Meals",null,null,0]
[]
[5,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"HEIDLE, HANS","THE 9TH ANNUAL STERN MICROSTRUCTURE MEETING (NYU)","2019-05-09","NEW YORK, NY","NYU STERN, SALOMON CENTER FOR THE STUDY OF FINANCIAL INSTITUTIONS",null,null,"Hotel",null,null,0]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,null,0]
[null,"SUPERVISORY FINANCIAL ECONOMIST","NYU STERN, SALOMON CENTER FOR THE STUDY OF FINANCIAL INSTITUTIONS","2019-05-10","5/9/2019 - 5/11/2019",null,null,null,"Meals",null,"X",269]
[]
[6,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"CAIN, CHARLES","ACI'S 21ST NY CONFERENCE ON THE FCPA","2019-05-15","NEW YORK, NY","AMERICAN CONFERENCE INSTITUTE",null,null,"Hotel",null,"X",700]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,null,0]
[null,"FCPA UNIT CHIEF","AMERICAN CONFERENCE INSTITUTE","2019-05-15","5/15/2019 - 5/16/2019",null,null,null,"Meals",null,null,0]
[]
[7,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"TEOTIA, SAGAR","AUDIT COMMITTEES AND FINANCIAL REPORTING 2019: RECENT DEVELOPMENTS AND CURRENT ISSUES","2019-06-04","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,"X",253]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",400]
[null,"DEPUTY CHIEF ACCOUNTANT","PRACTISING LAW INSTITUTE","2019-06-04","6/3/2019 - 6/4/2019",null,null,null,"Meals",null,null,0]
[]
[8,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"TEOTIA, SAGAR","37TH ANNUAL SEC FINANCIAL REPORTING INSTITUTE CONFERENCE","2019-06-06","LOS ANGELES, CA","UNIVERSITY OF SOUTHERN CALIFORNIA",null,null,"Hotel",null,"X",180]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",649]
[null,"DEPUTY CHIEF ACCOUNTANT","UNIVERSITY OF SOUTHERN CALIFORNIA","2019-06-06","6/5/2019 - 6/6/2019",null,null,null,"Meals",null,null,0]
[]
[9,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"PANUCCI, MARC","37TH ANNUAL SEC AND FINANCIAL REPORTING INSTITUTE CONFERENCE","2019-06-06","LOS ANGELES, CA","UNIVERSITY OF SOUTHERN CALIFORNIA",null,null,"Hotel",null,"X",180]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",689]
[null,"DEPUTY CHIEF ACCOUNTANT","UNIVERSITY OF SOUTHERN CALIFORNIA","2019-06-06","6/5/2019 - 6/6/2019",null,null,null,"Meals",null,null,0]
[]
[10,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"GILMORE, PATRICK","USC FINANCIAL REPORTING INSTITUTE CONFERENCE","2019-06-06","LOS ANGELES, CA","USC LEVENTHAL SCHOOL OF ACCOUNTING",null,null,"Hotel",null,"X",589.20000000000005]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",507.2]
[null,"DEPUTY CHIEF ACCOUNTANT","USC LEVENTHAL SCHOOL OF ACCOUNTING","2019-06-06","6/5/2019 - 6/6/2019",null,null,null,"Meals",null,null,0]
[]
[11,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"RAMINPOUR, MELISSA","34TH MIDYEAR SEC REPORTING & FASB FORUM ","2019-06-13","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,"X",260]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",346]
[null,"BRANCH CHIEF","PRACTISING LAW INSTITUTE","2019-06-14","6/12/2019 - 6/13/2019",null,null,null,"Meals",null,null,0]
[]
[12,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"SONGER, JENNIFER ","PLI'S FUNDAMENTALS OF INVESTMENT ADVISER REGULATION 2019","2019-07-08","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,null,0]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",348]
[null,"BRANCH CHIEF","PRACTISING LAW INSTITUTE","2019-07-08","2019-07-08",null,null,null,"Meals",null,null,0]
[]
[13,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"HIRSCH, DAVID ","CYBERSECURITY & DATA PRIVACY REGULATION & ENFORCEMENT","2019-07-25","AUSTIN, TX","UNIVERSITY OF TEXAS SCHOOL OF LAW CLE",null,null,"Hotel",null,"X",189]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",350]
[null,"STAFF ATTORNEY","UNIVERSITY OF TEXAS SCHOOL OF LAW CLE","2019-07-25","7/24/2019 - 7/25/2019",null,null,null,"Meals",null,null,0]
[]
[14,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"BOYD, DWAYNE","FEDERAL DIPSUTE RESOLUTION CONFERENCE","2019-08-12","PHILADELPHIA, PA","LRP PUBLICATIONS ",null,null,"Hotel",null,"X",360]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,null,0]
[null,"SENIOR ATTORNEY","LRP PUBLICATIONS ","2019-08-15","8/12/2019 - 8/15/2019",null,null,null,"Meals",null,null,0]
[]
[15,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"CITRIN, ILENE ","FEDERAL DIPSUTE RESOLUTION CONFERENCE","2019-08-12","PHILADELPHIA, PA","LRP PUBLICATIONS",null,null,"Hotel",null,"X",360]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,null,0]
[null,"SENIOR ATTORNEY","LRP PUBLICATIONS","2019-08-15","8/12/2019 - 8/15/2019",null,null,null,"Meals",null,null,0]
[]
[16,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"PLESSET, ROCHELLE ","FINTECH 2019","2019-08-12","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,null,0]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",556]
[null,"SENIOR COUNSEL","PRACTISING LAW INSTITUTE","2019-08-12","2019-08-12",null,null,null,"Meals",null,"X",19]
[]
[17,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"REISCHAUER, AMY","FINTECH 2019","2019-08-12","NEW YORK, NY","PRACTISING LAW INSTITUTE",null,null,"Hotel",null,"X",166]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,"X",346]
[null,"SPECIAL COUNSEL","PRACTISING LAW INSTITUTE","2019-08-12","8/11/2019 - 8/12/2019",null,null,null,"Meals",null,null,0]
[]
[18,"TRAVELER NAME","EVENT DESCRIPTION","BEGINNING DATE [MM/DD/YYYY]","LOCATION","BENEFIT SOURCE"]
[null,"STEBBINS, ROBERT","PROFILES IN ETHICAL LEADERSHIP","2019-09-23","NAPLES, FL","AVE MARIA SCHOOL OF LAW",null,null,"Hotel",null,"X",150]
[null,"TRAVELER TITLE","EVENT SPONSOR","ENDING DATE[MM/DD/YYYY]","TRAVEL DATES",null,null,null,"Air Transportation",null,null,0]
[null,"GENERAL COUNSEL","AVE MARIA SCHOOL OF LAW","2019-09-23","9/22/2019 - 9/23/2019",null,null,null,"Meals",null,"X",100]

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[null,null,null,null,null,null,null,null,null,"PAYMENT BY CHECK",null,null,null,"PAYMENT IN-KIND",null,null,null,"TOTAL AMOUNTS"]
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["HEIDLE, HANS","SUPERVISORY FINANCIAL ECONOMIST","THE 9TH ANNUAL STERN MICROSTRUCTURE MEETING (NYU)","NYU STERN, SALOMON CENTER FOR THE STUDY OF FINANCIAL INSTITUTIONS","2019-05-09","2019-05-10","NEW YORK, NY","5/9/2019 - 5/11/2019","NYU STERN, SALOMON CENTER FOR THE STUDY OF FINANCIAL INSTITUTIONS",null,null,null,null,null,null,"X",null,null,null,269,269]
["CAIN, CHARLES","FCPA UNIT CHIEF","ACI'S 21ST NY CONFERENCE ON THE FCPA","AMERICAN CONFERENCE INSTITUTE","2019-05-15","2019-05-15","NEW YORK, NY","5/15/2019 - 5/16/2019","AMERICAN CONFERENCE INSTITUTE",null,null,null,null,"X",null,null,null,700,null,null,700]
["TEOTIA, SAGAR","DEPUTY CHIEF ACCOUNTANT","AUDIT COMMITTEES AND FINANCIAL REPORTING 2019: RECENT DEVELOPMENTS AND CURRENT ISSUES","PRACTISING LAW INSTITUTE","2019-06-04","2019-06-04","NEW YORK, NY","6/3/2019 - 6/4/2019","PRACTISING LAW INSTITUTE",null,null,null,null,"X","X",null,null,253,400,null,653]
["TEOTIA, SAGAR","DEPUTY CHIEF ACCOUNTANT","37TH ANNUAL SEC FINANCIAL REPORTING INSTITUTE CONFERENCE","UNIVERSITY OF SOUTHERN CALIFORNIA","2019-06-06","2019-06-06","LOS ANGELES, CA","6/5/2019 - 6/6/2019","UNIVERSITY OF SOUTHERN CALIFORNIA",null,null,null,null,"X","X",null,null,180,649,null,829]
["PANUCCI, MARC","DEPUTY CHIEF ACCOUNTANT","37TH ANNUAL SEC AND FINANCIAL REPORTING INSTITUTE CONFERENCE","UNIVERSITY OF SOUTHERN CALIFORNIA","2019-06-06","2019-06-06","LOS ANGELES, CA","6/5/2019 - 6/6/2019","UNIVERSITY OF SOUTHERN CALIFORNIA",null,null,null,null,"X","X",null,null,180,689,null,869]
["GILMORE, PATRICK","DEPUTY CHIEF ACCOUNTANT","USC FINANCIAL REPORTING INSTITUTE CONFERENCE","USC LEVENTHAL SCHOOL OF ACCOUNTING","2019-06-06","2019-06-06","LOS ANGELES, CA","6/5/2019 - 6/6/2019","USC LEVENTHAL SCHOOL OF ACCOUNTING",null,null,null,null,"X","X",null,null,589.20000000000005,507.2,null,1096.4000000000001]
["RAMINPOUR, MELISSA","BRANCH CHIEF","34TH MIDYEAR SEC REPORTING & FASB FORUM ","PRACTISING LAW INSTITUTE","2019-06-13","2019-06-14","NEW YORK, NY","6/12/2019 - 6/13/2019","PRACTISING LAW INSTITUTE",null,null,null,null,"X","X",null,null,260,346,null,{"$f":"SUM(R13:T13)","v":606}]
["SONGER, JENNIFER ","BRANCH CHIEF","PLI'S FUNDAMENTALS OF INVESTMENT ADVISER REGULATION 2019","PRACTISING LAW INSTITUTE","2019-07-08","2019-07-08","NEW YORK, NY","2019-07-08","PRACTISING LAW INSTITUTE",null,null,null,null,null,"X",null,null,null,348,null,348]
["HIRSCH, DAVID ","STAFF ATTORNEY","CYBERSECURITY & DATA PRIVACY REGULATION & ENFORCEMENT","UNIVERSITY OF TEXAS SCHOOL OF LAW CLE","2019-07-25","2019-07-25","AUSTIN, TX","7/24/2019 - 7/25/2019","UNIVERSITY OF TEXAS SCHOOL OF LAW CLE",null,null,null,null,"X","X",null,null,189,350,null,539]
["BOYD, DWAYNE","SENIOR ATTORNEY","FEDERAL DIPSUTE RESOLUTION CONFERENCE","LRP PUBLICATIONS ","2019-08-12","2019-08-15","PHILADELPHIA, PA","8/12/2019 - 8/15/2019","LRP PUBLICATIONS ",null,null,null,null,"X",null,null,null,360,null,null,360]
["CITRIN, ILENE ","SENIOR ATTORNEY","FEDERAL DIPSUTE RESOLUTION CONFERENCE","LRP PUBLICATIONS","2019-08-12","2019-08-15","PHILADELPHIA, PA","8/12/2019 - 8/15/2019","LRP PUBLICATIONS",null,null,null,null,"X",null,null,null,360,null,null,{"$f":"SUM(R17:T17)","v":360}]
["PLESSET, ROCHELLE ","SENIOR COUNSEL","FINTECH 2019","PRACTISING LAW INSTITUTE","2019-08-12","2019-08-12","NEW YORK, NY","2019-08-12","PRACTISING LAW INSTITUTE",null,null,null,null,null,"X","X",null,null,556,19,{"$f":"SUM(R18:T18)","v":575}]
["REISCHAUER, AMY","SPECIAL COUNSEL","FINTECH 2019","PRACTISING LAW INSTITUTE","2019-08-12","2019-08-12","NEW YORK, NY","8/11/2019 - 8/12/2019","PRACTISING LAW INSTITUTE",null,null,null,null,"X","X",null,null,166,346,null,512]
["STEBBINS, ROBERT","GENERAL COUNSEL","PROFILES IN ETHICAL LEADERSHIP","AVE MARIA SCHOOL OF LAW","2019-09-23","2019-09-23","NAPLES, FL","9/22/2019 - 9/23/2019","AVE MARIA SCHOOL OF LAW",null,null,null,null,"X",null,"X",null,150,null,100,250]